Licensed Representative / Responsible Officer (Type 9 Asset Management)
Work Location:Hong Kong
Release Time:2026.04.02
Office Address:Hong Kong
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Job Highlights
1.Participate in the development of cross-border asset management and private equity investment business;
2.Exposure to Greater China and international institutional investor networks;
3.Opportunity to work with a Hong Kong listed company-backed investment platform;
4.Asset management, private equity and investment fund experience preferred. -
Job Responsibilities
1.Support and participate in the management of SFC Type 9 regulated activities in compliance with applicable regulatory requirements;
2.Assist in the establishment, operation and administration of private equity funds, venture capital funds and other investment vehicles;
3.Conduct investment research, due diligence, financial analysis, valuation assessments and financial modelling for potential investment opportunities;
4.Prepare investment memoranda, fund marketing materials, financial projections and investor presentations;
5.Develop and maintain relationships with institutional investors, family offices, ultra-high-net-worth individuals and strategic partners;
6.Support cross-border fundraising activities and investor relations initiatives in Hong Kong, Mainland China and international markets;
7.Monitor portfolio performance, operational risks and compliance matters;
8.Liaise with regulators, professional advisers, fund administrators, auditors and other external service providers as required. -
Requirements
1.Master's degree or above in Finance, Economics, Business Administration, Accounting, Mathematics, Engineering or other relevant disciplines from a recognized university;
2.Minimum 8 years of experience in asset management, private equity, investment banking, corporate finance or related financial services sectors;
3.Demonstrated experience in building complex financial models, valuation models, investment analyses and financial forecasts;
4.Strong understanding of private equity, venture capital, fund structures, capital raising and investment management;
5.Extensive business network and relationship base in Mainland China, including corporate executives, entrepreneurs, family offices, institutional investors and professional intermediaries;
6.Established network with investors, financial institutions, family offices or strategic partners in the United States would be highly desirable;
7.Strong analytical, quantitative and presentation skills;
8.Fluent in English, Mandarin and Chinese, both written and spoken;
9.Ability to work independently in a fast-paced and entrepreneurial environment;
10.Holder of SFC Type 9 licence or eligible to be licensed under the Securities and Futures Ordinance would be an advantage. -
Preferred Qualifications
1.Experience in cross-border fundraising and international capital markets;
2.Experience in healthcare, technology, artificial intelligence, emerging technology or special situations investments;
3.Familiarity with Hong Kong regulatory requirements and fund management operations;
4.CFA, CPA, FRM or other professional qualifications would be an advantage.

